National Aeronautics and Space Administration
Small Business Innovation Research & Technology Transfer 2007 Program Solicitations

TOPIC: X5 Lunar In Situ Resource Utilization (ISRU)

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X5.01 Oxygen Production from Lunar Regolith
X5.02 Lunar Regolith Excavation and Material Handling
X5.03 Lunar Volatile Resource Prospecting and Collection



The purpose of In Situ Resource Utilization (ISRU), or "living off the land", is to harness and utilize space resources to create products and services which can enable and significantly reduce the mass, cost, and risk of near-term and long-term space exploration. By producing propellants, life support and fuel cell power consumables, and other items from in situ resources and eliminating the need to launch everything from the Earth, long-term launch and mission costs can be reduced, while potentially increasing science and exploration capabilities and mission safety. In Dec. 2006, NASA unveiled a draft lunar architecture that involves the deployment and buildup of an Outpost at a single location on the Moon that could take advantage of the sunlight and potential water resources at the lunar poles. The architecture also proposed the deployment of an ISRU system to make oxygen and water for life support and Extra-Vehicular Activity (EVA) by 2023 and potentially for propulsion applications by 2027. Besides consumable production, the ability to excavate and manipulate lunar soil (or regolith) and modify surface features and terrain for crew radiation protection, landing plume mitigation and shielding, habitat and nuclear reactor deployment, and minimizing dust generation during surface activities were also considered as potentially important capabilities for Outpost deployment and operations. The purpose of the following subtopics is to demonstrate and/or develop critical technologies and capabilities to meet Outpost architecture and surface manipulation objectives for near and long term human exploration of the Moon.


X5.01 Oxygen Production from Lunar Regolith
Lead Center: JSC
Participating Center(s): GRC, KSC, MSFC

Oxygen production from lunar regolith processing consists of receiving regolith from the excavation subsystem into a hopper, transferring that regolith into a reactor where it is reduced using chemical or an electrochemical process, potentially intermediate reactions to reach oxygen, purification of the oxygen, and transfer of the oxygen to the liquefaction and storage subsystem. After oxygen has been extracted from the regolith, the spent regolith must be removed from the reactor and returned to the excavation subsystem for disposal. Depending on the process used, the reactor may contain reduced metals that can be extracted in their pure form for use as a manufacturing feedstock.

To maximize the benefits of In Situ Resource Utilization (ISRU) for the Lunar Exploration Architecture, oxygen production systems must minimize the mass and power consumption of ISRU systems. ISRU systems must be able to produce many times their own mass in oxygen and other products to provide a benefit to the architecture. ISRU systems must be able to autonomously operate in a harsh environment that has wide temperature swings, high radiation and abrasive dust. Depending on the outpost location, the systems must be able to sustain many startup and shutdown sequences when solar power is not available. Some of these shutdown periods may exceed several hundred hours.

The next phase of ISRU research and development will focus on the design and testing of a regolith reduction system that can produce roughly 1000 kilograms of oxygen in a year. The operation assumption is that the production plant will operate off of solar power which is estimated to be available about 70% of the time and will operate at a lunar pole with highlands soils. The current oxygen production approaches being developed into prototypes are: Hydrogen Reduction, Carbothermal and Molten Oxide Electrolysis. The basic description of these approaches can be found in the NASA funded report by Eagle Engineering, entitled "Conceptual Design of a Lunar Oxygen Pilot Plant (1988)". The report can be found on the web at http://www.isruinfo.com/index.php.

NASA is seeking subsystem component technologies rather than full system proposals. We would like to encourage the development of subsystem components that could be inserted into our Exploration Technology Development Program funded oxygen production systems to improve the mass, power and efficiency of the system. Technology areas of particular interest are:


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X5.02 Lunar Regolith Excavation and Material Handling
Lead Center: JSC
Participating Center(s): GRC, JPL, KSC

The lunar regolith excavation, handling, and material transportation subtopic is intended to include all aspects of lunar regolith handling for oxygen and other resource collection and site preparation and construction including tasks such as buildup of berms (approximately 3m above grade) and burying of reactors or habitats for radiation protection (approximately 3m below grade). Excavation capability may be limited to collection of unconsolidated surface regolith for oxygen production (approximately 0.2m) or extended to extraction of more consolidated material at greater depths (approximately 3m) if the power and mass requirements for transportation of surface regolith exceed those of deeper digging. Excavation, handling and transportation systems must be operable over broad temperature ranges (generally 110K to 400K) and in the presence of abrasive lunar regolith and partial-gravity environments. Excavation and material handling systems must process 100's to 1000's of times their own mass of extracted regolith in their useful lifetimes. Expectations for maintenance by human supervision, crew operation, and crew training for these systems must be minimal and affordable. Figures of merit for lunar regolith excavation, handling and material transportation technologies and systems include: excavation and material delivery rate (kg/hr), excavation and delivery energy efficiency (power required/excavation rate), and excavation depth and berm height. To insert hardware developed as part of the SBIR program, excavation for oxygen production should support a minimum of 20 kg/hr (worst case hydrogen reduction at poles for 1 MT oxygen per year) with maximum of 200kg/hr of the top 0.2m. Excavation requirements for surface construction, habitat emplacement, reactor burial, etc. are extremely preliminary at this time are 500 to 1000kg/hr with excavation down to 3m below the surface and berm building up to 3m above the surface. Specific areas of interest include:


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X5.03 Lunar Volatile Resource Prospecting and Collection
Lead Center: JSC
Participating Center(s): GRC, JPL, KSC

Lunar volatile extraction, separation, and collection consists of all aspects of locating and characterizing lunar volatile resources (especially polar hydrogen/water); excavating regolith in the permanently shadowed craters (-233°C and down to 2 meters); mechanical, thermal, chemical, and/or electrical processing of this regolith to release volatiles; identifying/quantifying all volatiles; and separating and collecting volatiles of interest. Metrics of interest include: excavation rate (kg/hr); excavation efficiency (power required/excavation rate); resource extraction efficiency (Watts per mass of volatiles produced per hour); collection efficiency (mass collected vs. total evolved); and collection purity (mass collected of desired product vs. total collected). Specific areas of interest include:


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