National Aeronautics and Space Administration
Small Business Innovation Research & Technology Transfer 2007 Program Solicitations

TOPIC: A1 Aviation Safety

[ back to Solicitation ] [ back to Chapter 9.1.1][ back to Chapter 9 ][ back to table of contents ]

A1.01 Mitigation of Aircraft Aging and Durability-related Hazards
A1.02 Crew Systems Technologies for Improved Aviation Safety
A1.03 Aviation External Hazard Sensor Technologies
A1.04 Adaptive Flight Control
A1.05 Data Mining for Integrated Vehicle Health Management
A1.06 Sensing and Diagnostic Capability
A1.07 Advanced Health Management for Aircraft Subsystems
A1.08 Prediction of Aging Effects
A1.09 Integrated Avionics Systems for Small Scale Remotely Operated Vehicles
A1.10 Adaptive Structural Mode Suppression
A1.11 Universal Enabling IVHM Technologies in Architecture, System Integration, Databases, and Verification and Validation
A1.12 Technologies for Improvement Design and Analysis of Flight Deck Automation
A1.13 On-Board Flight Envelope Estimation for Unimpaired and Impaired Aircraft



The Aviation Safety Program focuses on the Nation's aviation safety challenges of the future. This vigilance for safety must continue in order to meet the projected increases in air traffic capacity and realize the new capabilities envisioned for the Next Generation Air Transportation System (NGATS). The Aviation Safety Program will conduct research to improve the intrinsic safety attributes of future aircraft and to eliminate safety-related technology barriers. The program is focusing on a foundational approach to advancing knowledge in core disciplines (e.g., fluid dynamics, computational methods, material science), which in turn is used to build integrated multidisciplinary system-level models, tools, and technologies.

This approach focuses on furthering our understanding of the underlying physics, chemistry, materials, etc., of aeronautics phenomena when broken down to these most basic elements. The results at the fundamental level will be integrated at the discipline and multi-discipline levels to ultimately yield system-level integrated capabilities, methods, and tools for analysis, optimization, prediction, and design that will enable improved safety for a range of missions, vehicle classes, and crew configurations.

Example areas of program interest include research directed at the detection, prediction and mitigation/management of aging-related hazards of future civilian and military aircraft; designs of revolutionary adaptive flight decks; in-flight prognosis of aircraft health, preventative and adaptive systems for in-flight operability; informed logistics and maintenance graceful recovery from in-flight failures; software safety assurance and formal verification methods for safety-critical systems; as well as system-level integrated resilient control technologies.

NASA seeks highly innovative proposals that will complement its work in science and technologies that build upon and advance the Agency's unique safety-related research capabilities vital to aviation safety.


A1.01 Mitigation of Aircraft Aging and Durability-related Hazards
Lead Center: GRC
Participating Center(s): ARC, LaRC

The mitigation and management of aging and durability-related hazards in future civilian and military aircraft will require advanced materials, concepts, and techniques. NASA is engaged in the research of materials (metals, ceramics, and composites) and characterization/validation test techniques for mitigation of aging and durability issues and to enable advanced material suitability and concepts. Proposals are sought for innovations in these mitigation technologies:


Technology innovations may take the form of tools, models, algorithms, prototypes, and/or devices.

[back to top]


A1.02 Crew Systems Technologies for Improved Aviation Safety
Lead Center: LaRC
Participating Center(s): ARC

NASA seeks highly innovative and crew-centered technologies to improve aerospace system safety. Such advanced technologies may meet this goal by ensuring appropriate situation awareness: facilitating and extending human perception, information interpretation, and response planning and selection; counteracting human information processing limitations, biases, and error-tendencies; assisting in response planning and execution; and fostering successful, closely-coupled joint cognitive human/automation systems. NASA requires improved methods and tools for characterizing current and future users of aerospace systems, and tailoring designs to users. Such advanced technologies must be evaluated sensitively in operationally-valid contexts. Therefore, NASA also seeks tools and methods for ascertaining, measuring and evaluating aerospace system operator performance in advance aviation contexts, and how this performance is reflected in system performance.

Technologies may take the form of tools, models, operational procedures, instructional systems, prototypes, and/or devices for use in the flight deck, elsewhere by pilots, or by those who design systems for crew use. Specific topical areas of interest include the following:


[back to top]


A1.03 Aviation External Hazard Sensor Technologies
Lead Center: LaRC
Participating Center(s): ARC, GRC

NASA is concerned with new and innovative methods for airborne detection, identification, and evaluation of in-flight hazards to aviation. These hazards may include weather and other atmospheric phenomena, terrain, traffic, and runway contamination. Examples of hazards include: icing conditions, convective weather, wind shear, wind gusts, turbulence, volcanic ash, hail, low visibility, wake vortices, lightning, terrain, air traffic, runway incursions, man-made obstacles, and wet/icy runways. Proposals are invited that lead to innovative new technologies and approaches or significant improvements in existing technologies for in-flight hazard avoidance.

Technologies may take the form of tools, models, techniques, procedures, substantiated guidelines, prototypes, and devices. Although the emphasis is on airborne hazard detection, prediction, and avoidance, the following are also of interest: the sharing of information to support hazard avoidance by other aircraft; multi-sensor and multi-source hazard information utilization; collaborative decision-making; updates to terrain/obstacle databases; and provision of observations for input to weather models and forecast/now-cast products. Examples include:


While this subtopic is focused on remote detection and avoidance of hazards, the same systems that provide for avoidance can be utilized for mitigation and escape. Proposals that explore these applications in addition to avoidance are welcome.

[back to top]


A1.04 Adaptive Flight Control
Lead Center: ARC
Participating Center(s): DRFC, GRC, LaRC

Small Business Innovative Research in adaptive flight control should address stability and performance, maneuverability, and safe landing of aircraft in adverse conditions (e.g., faults and failures, damage, and environmental upsets). This includes analysis and design methods for adaptive/intelligent reconfigurable control by developing practical and theoretic metrics. The approach must be able to address the following:


Effective adaptive control methods need to be developed to mitigate multiple faults, failures, and damage conditions under uncertain (and potentially deteriorating) conditions. These methods include but are not limited to the following:


These methods must be capable of achieving good performance (e.g., rise time, gain and phase margins, and command tracking) under adverse conditions while obeying system constraints (e.g., load limits and actuator rate saturation).

Innovative proposals are sought which can address the areas above and provide substantial improvements, in capability and range of applicability, over existing commercial technology.

[back to top]


A1.05 Data Mining for Integrated Vehicle Health Management
Lead Center: ARC
Participating Center(s): DFRC, GRC, LaRC

Innovative data mining technologies are being solicited to incorporate within systems and continuous risk management processes covering the life cycles of aircraft and their related ground support systems as well as spacecraft, in particular the Orion Crew Exploration Vehicle and the Aries launch vehicle and their related ground support systems. The life cycle includes design, development, integration, testing, operation (nominal and off-nominal), maintenance, enhancement (upgrades), and failure analysis.

Relevant technologies include those that:


To achieve the above capabilities, relevant technologies are expected to meet a subset of the following criteria:


NASA has a broad range of potential applications for these technologies. The following list provides a few examples:


Proposals are expected to identify commercial state-of-the-art technology that will be extended as well as the relevant research that will be implemented as the result of an award.

[back to top]


A1.06 Sensing and Diagnostic Capability
Lead Center: GRC
Participating Center(s): ARC, LaRC

One element in NASA's contribution to solving the problem of aging and damage processes in future vehicles is research to identify aging-related hazards before they become critical. In order to provide early detection of these processes and hazards, new sensing and diagnostic capabilities to support nondestructive evaluation (NDE) systems are needed, as well as associated computational techniques and maintenance methods. Proposals are sought that provide innovations in sensing technologies and diagnostic solutions for these specific structural, material, and systems problems:


Technology innovations may take the form of tools, models, algorithms, prototypes, and/or devices.

[back to top]


A1.07 Advanced Health Management for Aircraft Subsystems
Lead Center: GRC
Participating Center(s): ARC, DFRC, LaRC

The purpose of this solicitation is to seek highly innovative and commercially viable technologies that will improve aircraft safety for current and future civilian and military aircraft, and to overcome aircraft safety technological barriers that would otherwise constrain the full realization of the Next Generation Air Transportation System (NGATS). Specifically, this subtopic seeks technologies in support of the Integrated Vehicle Health Management Project (IVHM) that will contribute to the reduction of aircraft system and component failures and malfunctions that cause and contribute to aircraft accidents and incidents.

The goal of IVHM is to develop technologies to determine system/component degradation and damage early enough to prevent or gracefully recover from in-flight failures in both the near-future and next-generation air transportation systems. These technologies will enable nearly continuous on-board situational awareness of the vehicle health state for use by the flight crew, ground crew, and maintenance depot. To achieve this, NASA will advance the state-of-the-art technology in on-board health state assessment to enable the continuous diagnosis and prognosis of the integrated vehicle's health status. To help meet this goal, NASA seeks innovative technology development activities in the following areas:


NASA's IVHM research will ultimately yield integrated, multi-disciplinary analysis and optimization capabilities that enable system-level designs providing graceful recovery from in-flight failures, computationally efficient tools for in-flight prognosis of aircraft health including integrated predictive and sensor capabilities, and preventative and adaptive systems for in-flight operability and informed logistics and maintenance. Innovative technology solutions are being sought for the following IVHM technical challenges:


Technology innovations may take the form of tools, models, algorithm, prototypes, and/or devices.

[back to top]


A1.08 Prediction of Aging Effects
Lead Center: LaRC
Participating Center(s): ARC, GRC

In order to assess the long-term effects of potential hazards and aging-related degradation of new and emerging material systems/fabrication techniques, NASA is performing research to anticipate aging and to predict its effects on the designs of future aircraft. To support this predictive capability, structural integrity analytical tools, lifing methods, and material durability prediction tools are being developed. Physics-based and continuum-based models, computational methods, and validation techniques are needed to provide the basis for these higher level (e.g., design) tools. Proposals are sought that apply innovative methods, models and analytic tools to these specific applications:


Technology innovations may take the form of tools, models, and algorithms.

[back to top]


A1.09 Integrated Avionics Systems for Small Scale Remotely Operated Vehicles
Lead Center: LaRC
Participating Center(s): ARC, DFRC

Small scale remotely operated vehicles are becoming an increasingly attractive option for experimental research in flight dynamics, vehicle state assessment, and automatic flight control as well as a growing number of commercial applications. Small scale vehicles (nominally 20 lbs to 80 lbs total weight) place constraints on the amount of on-board avionics that can be accommodated and these systems can benefit from integration of components. For flight research activities key avionic systems are:


When used as experimental research test beds the requirements for data quality (resolution, bandwidth, linearity, etc.) are often higher than would be derived just for automated flight operations on the vehicle itself. Although existing commercial technology can individually address each of these areas, an integrated high-fidelity system that is commensurate with the low-power, low-weight, and EMI sensitive environment of subscale remotely piloted vehicles is not available. For safety of flight a fail-safe autopilot should be able to recover vehicle stability from a range of entry conditions and also have GPS waypoint return-and-hold or full auto landing capability. Programmability of the avionics unit is important to allow the system to be extended to a wide range of platforms, application environments, and experimental requirements. Telemetry systems are flight critical for remotely piloted vehicles and therefore must have high reliability in addition to meeting bandwidth requirements imposed by the data downlink from a fully instrumented vehicle.

Innovative system concepts are sought which can address some or all of the areas above and provide substantial improvements, in capability and range of applicability, over existing commercial technology.

[back to top]


A1.10 Adaptive Structural Mode Suppression
Lead Center: DFRC
Participating Center(s): ARC, LaRC

NASA has initiated an Integrated Resilient Aircraft Control (IRAC) effort under the Aviation Safety Program. The main focus of the effort is to advance the state-of-the-art technology in adaptive controls to provide a design option that allows for increased resiliency to failures, damage, and upset conditions. These adaptive flight control systems will automatically adjust the control feedback and command paths to regain stability, maneuverability, and eventually a safe landing. One potential consequence of changing the control feedback and command paths is that an undesired aeroservoelastic (ASE) interaction could occur. The resulting limit cycle oscillation could result in structural damage or potentially total loss of vehicle control.

Current airplanes with non-adaptive control laws usually include roll-off or notch filters to avoid ASE interactions. These structural mode suppression filters are designed to provide 8 dB of gain attenuation at the structural mode frequency. Ground Vibration Testing (GVT), Structural Mode Interaction (SMI) testing, and finally full scale flight testing are performed to verify that no adverse ASE interactions occur. Until a significant configuration or control system change occurs, the structural mode suppression filters provide adequate protection.

When an adaptive system changes to respond to off-nominal rigid body behavior, the changes in control can affect the structural mode attenuation levels. In the case of a damaged vehicle, the frequency and damping of the structural modes can change. The combination of changing structural behavior with changing control system gains results in a system with a probability of adverse interactions that is very difficult to predict a priori. An onboard, measurement based method is needed to ensure that the system adjusts to attenuate any adverse ASE interaction before a sustained limit cycle and vehicle damage are encountered. This system must work in concert with the adaptive control system to allow the overall goal of re-gaining rigid body performance as much as possible without exacerbating the situation with ASE interactions.

Adaptive, reconfigurable structural mode suppression methods that address the following are needed:

Research areas of interest include, but are not limited to, the following:

[back to top]


A1.11 Universal Enabling IVHM Technologies in Architecture, System Integration, Databases, and Verification and Validation
Lead Center: LaRC
Participating Center(s): ARC, DFRC, GRC

A vehicle-wide Integrated Vehicle Health Management (IVHM) Project system must be information rich with embedded monitoring and diagnostic/prognostic functions that will penetrate deeper and with smaller granularity into physical components and structures. This will necessitate the development of safety-critical, real-time, distributed, embedded sensing and computing system design, development, integration, and assessment capability for applications with huge numbers of sensing and computing nodes which are networked and dynamically reconfigurable in response to changing physical conditions, modes of operation, failures, damage, and environmental disturbances. Furthermore, the development of advanced anomaly detection, prognostic, and diagnostic architectures will be required. The architecture will be designed to optimize multi-dimensional/objective criteria, enable optimal adaptive redundancy management, support large-scale data, decision, and information fusion, and meet safety, cost, and performance criteria for the IVHM system. However, the development of such a vehicle-wide system must be done by many teams of different disciplines at different locations. Therefore, a standard project database is needed that stores and manages test data, failure statistics, fault modes and effects, diagnostic and prognostic models, simulations, and related documentation for all the systems, subsystems, and components that are part of the complex system for which an IVHM system is being developed.

The IVHM database must also allow for seamless integration with a variety of IVHM algorithms, including data mining, machine learning, and exploratory data analysis tools, in order to enable algorithm development and knowledge discovery using the same database of historical data. The IVHM database will be owned and operated by NASA and will be provided as a service to the aircraft industry, U.S. government, and the R&D community. The database will provide industry standard access controls to protect proprietary data rights as well as to ensure compliance with ITAR and EAR restrictions. Additionally, design tools/decision support systems that enable the design of aircraft while accounting for the sensing, processing, and data mining/analysis needs of IVHM is vital. These tools/systems must enable the designers and the analysts/discipline specialists to work together, rather than as separate entities, and must allow IVHM system design, including study of IVHM system tradeoffs, at the early aircraft design stage.

In order to ensure the safe and reliable application of IVHM technologies to civil aviation, advances in verification and validation (V&V) processes and underlying methods and tools are needed to assure the safety of systems that will become increasingly complex and nondeterministic. Advances are needed in compositional verification that will enable the safe integration of complex adaptive systems with strong guarantees of integrity, fault-tolerance, partitioning, and real-time. New tools, methods, and processes are needed for the V&V of diagnostic algorithms with non-deterministic behavior. The goal of the V&V research is to enable compelling evidence that required system properties are guaranteed by the composition of constituent parts, and to develop tools, methods and processes that mitigate concerns about design validity, safety, and reliability for complex, nondeterministic software-intensive systems.

Proposals are sought that advance the state-of-the-art in architecture, system integration, databases, and V&V technologies that will facilitate the deployment of IVHM systems that satisfy safety and performance requirements. The potential impact of the proposed technologies should be linked to improvements in large-scale systems design, deployment, safety and reliability, quality and performance. Specific technology areas where contributions are sought include, but are not limited to the following:


[back to top]


A1.12 Technologies for Improvement Design and Analysis of Flight Deck Automation
Lead Center: ARC
Participating Center(s): LaRC

Information complexity in flight deck systems is increasing exponentially, and flight deck designers need tools to understand, manage, and estimate the performance and safety characteristics of these systems early in the design process. This is particularly true due to the multi-disciplinary nature of flight deck systems. NASA seeks innovative design methods and tools for representing the complex human-automation interactions that will be part of future adaptive flight deck systems. In addition, NASA seeks tools and methods for estimating, measuring, and/or evaluating the performance of these designs throughout the lifecycle from preliminary design to operational use. Specific areas of interest include the following:


All proposals should include a means for verification and validation of proposed methods and tools in operationally valid, or end-user, contexts.

[back to top]


A1.13 On-Board Flight Envelope Estimation for Unimpaired and Impaired Aircraft
Lead Center: LaRC
Participating Center(s): ARC, DFRC, GRC

A primary goal of the NASA Aviation Safety Program is to develop technology for safe aircraft operation under different types of anomaly. Anomalies may occur in a variety of forms such as failed actuators, failed sensors, damaged surfaces or abrupt changes in aerodynamics or large changes in aerodynamics during upsets. As part of the Aviation Safety Program research, the Integrated Resilient Aircraft Control (IRAC) Project is investigating advanced control system concepts to provide greater aircraft resiliency to adverse events. The goal of the IRAC project is to arrive at a set of validated multidisciplinary aircraft control design tools and techniques for enabling safe flight in the presence of adverse conditions.

Research on advanced technical approaches (such as direct and indirect adaptive control) has focused on accomplishing stability and safe operability under anomaly. To be able to effectively develop and apply such methods, it is highly desirable, if not essential, to characterize the anomaly and assess the limits of operation of the impaired vehicle. Control application without regard to the vehicle impairment or adverse condition could have significant detrimental consequences. In particular, it would be desirable to characterize and isolate the anomalous condition, and then estimate the level of controllability, limits of maneuverability, and achievable flight envelope of the vehicle. This SBIR topic will develop analytical tools and prototype software to assess the ability of the vehicle to accomplish safe operation under specified anomalous conditions. Specific technology areas where contributions are sought include, but are not limited to, the following:


[back to top]


[ back to Solicitation ] [ back to Chapter 9.1.1][ back to Chapter 9 ][ back to table of contents ]