National Aeronautics and Space Administration
Small Business Innovation Research & Technology Transfer 2002 Program Solicitations

TABLE OF CONTENTS

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Chapter 1. PROGRAM DESCRIPTION

1.1 Introduction
1.2 Program Authority
1.3 Program Management
1.4 Three-Phase Program
1.5 Eligibility Requirements
1.6 General Information

2.1 Commercialization
2.2 Cooperative R/R&D Agreement
2.3 Cooperative Research or Research and Development (R/R&D)
2.4 Essentially Equivalent Work
2.5 Funding Agreement
2.6 Innovation
2.7 Intellectual Property
2.8 Research Institution
2.9 Research or Research and Development (R/R&D)
2.10 SBIR/STTR Technical Data
2.11 SBIR/STTR Technical Data Rights
2.12 Small Business Concern
2.13 Socially and Economically Disadvantaged Individual
2.14 Socially and Economically Disadvantaged Small Business Concern
2.15 Subcontract
2.16 United States
2.17 Women-Owned Small Business

3.1 Fundamental Considerations
3.2 Phase I Proposal Requirements
3.3 Phase II Proposal Requirements

Chapter 4. METHOD OF SELECTION AND EVALUATION CRITERIA

4.1 Phase I Proposals
4.2 Phase II Proposals
4.3 Debriefing of Unsuccessful Offerors

5.1 Awards
5.2 Phase I Reporting
5.3 Payment Schedule for Phase I
5.4 Proprietary Information
5.5 Non-NASA Reviewers
5.6 Release of Proposal Information
5.7 Final Disposition of Proposals
5.8 Rights in Data Developed Under SBIR/STTR Contracts
5.9 Copyrights
5.10 Patents
5.11 Cost Sharing
5.12 Profit or Fee
5.13 Joint Ventures and Limited Partnerships
5.14 Similar Awards and Prior Work
5.15 Contractor Commitments
5.16 Additional Information
5.17 Property
5.18 False Statements

6.1 Submission Requirements
6.2 The Submission Process
6.3 Technical Proposal Uploads
6.4 Deadline for Proposal Receipt
6.5 Acknowledgement of Proposal Receipt
6.6 Withdrawal of Proposals

7.1 NASA SBIR/STTR Homepage
7.2 NASA Commercial Technology Network
7.3 NASA Technology Utilization Services
7.4 United States Small Business Administration
7.5 National Technical Information Service

SBIR Forms and Certifications
FORM A - SBIR Proposal Cover
FORM B - SBIR Proposal Summary
FORM C - SBIR Summary Budget
SBIR Check List

STTR Forms and Certifications

FORM A - STTR Proposal Cover
FORM B - STTR Proposal Summary
FORM C - STTR Summary Budget
Model Cooperative Agreement
Model Allocation of Rights Agreement
STTR Check List

9.1 SBIR Research Topics
9.1.1 Aerospace Technology
9.1.2 Biological and Physical Research
9.1.3 Earth Science
9.1.4 Human Exploration and Development of Space
9.1.5 Space Science
9.2 STTR Research Topics
Topic 1 Information Technology
Topic 2 Atmospheric Flight Operations
Topic 3 Earth Science and Phsysics and Astronomy
Topic 4 Rocket Propulsion Testing Systems
Topic 5 Space Propulsion

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