National Aeronautics and Space Administration
Small Business Innovation Research 2001 Program Solicitation

TOPIC E1 Instruments for Earth Science Measurements

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E1.01 Passive Optical
E1.02 Active Optical
E1.03 In Situ Terrestrial Sensors
E1.04 Passive Microwave
E1.05 Active Microwave
E1.06 Passive Infrared - Sub Millimeter
E1.07 Thermal Control for Instruments


NASA's Earth Science Enterprise is studying how our global environment is changing. Using the unique perspective available from space and airborne platforms, NASA is observing, documenting, and assessing large-scale environmental processes, with emphasis on biology and biogeochemistry of ecosystems and the global carbon cycle, global water and energy cycle, climate variability and prediction, atmospheric chemistry, and solid Earth and natural hazards. A major objective of the ESE instrument development programs is to implement science measurement capabilities with small or more affordable spacecraft so that the development programs can meet multiple mission needs and therefore make the best use of limited resources. The rapid development of small, low cost remote sensing and in situ instruments is essential to achieving this objective. Consequently, the objective of the Instruments for Earth Science Measurements SBIR topic is to develop and demonstrate instrument component and subsystem technologies which reduce the risk, cost, size, and development time of Earth observing instruments, and enable new Earth observation measurements. The following subtopics are concomitant with this objective and are organized by measurement technique.


E1.01 Passive Optical
Lead Center: LaRC
Participating Center(s): ARC, GSFC

Proposals are sought for the development of innovative technology for measuring the atmosphere and Earth surface using passive optical techniques. The innovations are intended to increase our understanding of the interacting physical, chemical and biological processes that form the complex Earth system.

Atmospheric measurements of interest include climate and meteorological parameters, such as temperature, amounts of aerosols, clouds, water vapor, carbon dioxide and methane; and, chemical constituents such as ozone, nitrogen dioxide, nitric oxide, carbon monoxide, and hydrocarbons. Surface measurements of interest include vegetation index, multi-spectral imaging, bi-directional reflectance, biological productivity, surface terrain mapping, temperatures of water, land and ice, ocean productivity and ocean color. Technology innovations may include components, subsystems, and complete systems and should address reduced size, weight or power, improved reliability and lower cost. The wavelengths of interest include IR, visible and ultraviolet bands. The innovations should expand the capabilities of airborne systems (manned and unmanned) and the next generation spaceborne systems. Innovative approaches are an important element of competitive proposals under this solicitation. Specific needs include:

System Architectures

Component Technologies

Innovative Optomechanical Designs

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E1.02 Active Optical
Lead Center: LaRC
Participating Center(s): JPL, GSFC

Innovative developments are needed in lidar technology for the remote measurement of atmospheric aerosols, clouds, molecular species (ozone, water vapor, carbon monoxide, carbon dioxide, methane, and nitrous oxide), meteorological parameters (density, pressure, temperature, and wind profiles), planetary surface topography, vegetation, and sub-surface ocean layers; for ground-based lidar systems and laser ranging systems that measure atmospheric backscatter, vegetation structure and composition, and pulse time-of-flight to laser transponders or reflectors on satellites. Specifically, technologies for expanding the measurement capabilities of current airborne lidar systems and for the next generation of spaceborne and Unmanned Aeronautical Vehicle (UAV) lidar systems are sought. Technology innovations may include lidar components, subsystems, and complete systems and may address reduced weight or power or increased energy efficiency, reliability, or autonomous operation.

Atmospheric Constituent Measurements

Coherent Wind Measurements in the 1.5-2.5 Micrometer Wavelength Range

Surface Topography and Oceanic Measurements

Direct Detection and Other Measurements

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E1.03 In Situ Terrestrial Sensors
Lead Center: GSFC
Participating Center(s): ARC, JPL

Proposals are sought for the development of in situ measurement systems that will enhance the scientific and commercial utility of data products from the Earth Science Enterprise program and that will enable the development of new products of interest to commercial and governmental entities around the world. Technologies of interest include:

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E1.04 Passive Microwave
Lead Center: GSFC
Participating Center(s): JPL

Proposals are sought for the development of innovative passive microwave technology in support of Earth System Science measurements of the Earth's atmosphere and surface. These microwave radiometry technology innovations are intended for use in the microwave frequency band from, principally about 1 to 300 GHz, but also with applications outside that band. The key science goal is to increase our understanding of the interacting physical, chemical and biological processes that form the complex Earth system. Atmospheric measurements of interest include climate and meteorological parameters, including temperature, water vapor, clouds, precipitation, aerosols; air pollution; and chemical constituents such as ozone, NOX, and carbon monoxide. Earth surface measurements of interest include water, land and ice surface temperatures, land surface moisture, snow coverage and water content, sea surface salinity and winds, and multi-spectral imaging.

Technology innovations are sought that will provide the concepts, components, subsystems, or complete systems to improve Earth System Science measurements. Technology innovations should address enhanced measurement capabilities such as improved spatial or temporal resolution, spectral resolution, or calibration accuracy. Technology innovations should provide reduced size, weight, power, improved reliability and lower cost. The innovations should expand the capabilities of airborne systems (manned and unmanned) as well as next generation spaceborne systems. Highly innovative approaches that open new pathways are an important element of competitive proposals under this solicitation. Specific technology needs include:

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E1.05 Active Microwave
Lead Center: JPL
Participating Center(s): GSFC

Active microwave sensors have proven to be ideal instruments for many Earth science applications. Some examples include global freeze/thaw monitoring and soil moisture mapping, accurate global wind retrieval and snow inundation mapping, global 3-D mapping of rainfall and cloud systems, precise topographic mapping and natural hazard monitoring, global ocean topographic mapping and glacial ice mapping for climate change studies. For global coverage and the long-term study of Earth's ecosystems, space-based radar is of particular interest to Earth scientists. Radar instruments for Earth science measurements include Synthetic Aperture Radar (SAR), scatterometer, sounder, altimeter and atmospheric radar. The life-cycle cost of such radar missions has always been driven by the resources - power, mass, size, and data rate - required by the radar instrument, often making radar not cost competitive with other remote sensing instruments. Order-of-magnitude advancement in key sensor components will make the radar instrument more power efficient, much lighter in weight and smaller in stow volume, leading to substantial savings in overall mission life-cycle cost by requiring smaller and less expensive spacecraft buses and launch vehicles. On-board processing techniques will reduce data rates sufficiently to enable global coverage. High performance yet affordable radars will provide data products of better quality and deliver them to the users in a more timely and frequent manner with benefits for science, as well as civil and defense communities. Technologies which may lead to advances in instrument design, architectures, hardware, and algorithms are the focused areas of this subtopic. In order to increase the radar remote sensing user community, this subtopic will also consider radar data applications and post processing techniques.

The frequency and bandwidth of the operation are mission driven and defined by the science objectives. For SAR applications, the frequencies of interest include L-band (1.25 GHz), C-band (5.30 GHz), and X-band (9.6 GHz). The required bandwidth varies from 20 MHz to 300 MHz to achieve the desired resolution. The application of the synthetic aperture technique is also applied to other radars, including radar ice sounding and wide swath ocean altimeters. The sounder is a low frequency radar (< 100 MHz) with a very high percentage bandwidth (100 percent). The atmospheric radars operate at very high frequencies (35 GHz and 94 GHz) with only modest bandwidth requirements on the order of a few MHz. Ocean altimeters typically operate at L-band (1.2 GHz), C-band (5.3 GHz) and Ku-band (12 GHz).

The emphasis of this subtopic is on core technologies that will significantly reduce mission costs and increase performance and utility of future radar systems. Specific areas in which advances are needed include:

Synthetic Aperture Radar

Radar Ice-Sounder

Atmospheric Radar

Polarimetric Ocean/Land Scatterometer

Wide Swath Ocean and Surface Water Monitoring Altimeters

Geosynchronous Ocean Altimeter

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E1.06 Passive Infrared - Sub Millimeter
Lead Center: JPL
Participating Center(s): LaRC

Many NASA future Earth science remote sensing programs and missions require microwave- to submillimeter wavelength antennas, transmitters, and receivers operating in the 3-cm to 100-micron wavelength range (or a frequency range of 10 GHz to 3 THz). General requirements for these instruments include large-aperture (possibly deployable) antenna systems with rms surface accuracy of < 1/50th wavelength (or better); the ability to scan or image many beamwidths on the sky (array receivers); small low-power MMIC radiometers, and high-throughput, low power, backend correlators and spectrometers. The focus is on technology for passive radiometer systems that are more spectrally flexible, lighter, smaller, and use less power. These systems must be of durable design for use on aircraft platforms and at remote/autonomous observatory sites; they must also be suitable for space applications with lifetimes of 5 years or more. Earth remote sensing receivers typically operate at LN2 (or higher) temperatures and require moderate noise performance. Advances in cooler technology will enable use of technology presently used in astrophysics receivers, which are cooled to a few Kelvin for better sensitivity, requiring near quantum-noise-limited performance. For these systems, advancement is needed in primarily three areas: (1) the development of frequency-stabilized, broadband, tunable, fundamental local oscillator sources covering frequencies between 160 GHz and 3 THz; (2) the development of submillimeter-wave mixers in the 300-3000 GHz spectral region with improved sensitivity, stability, and IF bandwidth capability; and (3) the development of higher-frequency and higher-output-power MMIC circuits. Specific innovations are required in the following areas:

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13.07 Thermal Control for Instruments
Lead Center: GSFC
Participating Center(s): None

Future instruments for NASA's Earth Science Enterprises will require increasingly sophisticated thermal control technology. Optical alignment and sensor needs are requiring ever tighter temperature control, heat flux levels from lasers and other similar devices are increasing, and cryogenic applications are becoming more common. Some applications may require significantly increased power levels while others may require extremely low heat loss for extended periods. The advent of very small instruments may also drive the need for new technologies, particularly since such small instruments will have low thermal capacitance. In general, high performance, versatility, low cost, smaller mass and volume (down to the MEMS level), and high reliability are the prime technology drivers. Furthermore, the drive towards 'off-the-shelf' commercial spacecraft buses presents engineering and technological challenges for instruments. Innovative proposals for instrument thermal control systems are sought in the following areas:

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